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Ryan Halvorsen Of Charles Schwab & Co. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ryan Halvorsen of Charles Schwab & Co.?

Ryan Halvorsen (CRD #4533150) who is currently registered with Charles Schwab & Co.and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations.

Ryan Halvorsen Customer Complaints

Ryan Halvorsen has been the subject of 2 customer complaints that we know about. One of Ryan Halvorsen’s 2 customer complaints was settled in favor of investors. One of Ryan Halvorsen’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Ryan Halvorsen

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant, a limited liability company, alleged that it was introduced to Ryan Halvorsen by its unidentified third-party “Investment Manager,” and that Mr. Halvorsen induced Claimant to open accounts and facilitated the Investment Manager’s provision of investment advisory and trading services to Claimant.
  • Client alleged unauthorized trading by Ryan Halvorsen.

Ryan Halvorsen Red Flags & Your Rights As An Investor

Of course, Ryan Halvorsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Halvorsen at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Ryan Halvorsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Ryan Halvorsen

If you have questions about Charles Schwab & Co. and/or Ryan Halvorsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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