| Read Time: 2 minutes | Kestra Investment Complaints |


Ryan Barradas Of Kestra Investment Services, Kestra Advisory Services And Formerly With M Holdings Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Ryan Barradas of Kestra Investment Services?

Ryan Barradas (CRD #2979630) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services and Kestra Advisory Services, Ryan Barradas was associated with M Holdings Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ryan Barradas Customer Complaint

Ryan Barradas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ryan Barradas breached his fiduciary duty by recommending repeated replacements of existing multi-million dollar life insurance policies. Claimant further accuses Ryan Barradas of making misrepresentations about the necessity of replacing the policies with new products that were inconsistent with the claimants stated goals. The customer complaint filed against Ryan Barradas’ former employer M Holdings Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Ryan Barradas Red Flags & Your Rights As An Investor

Of course, Ryan Barradas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Barradas at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities on alert to review carefully the activity and performance of their accounts and question whether Ryan Barradas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Ryan Barradas

If you have questions about Kestra Investment Services, Kestra Advisory Services, M Holdings Securities, and/or Ryan Barradas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars