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DID RUSSELL L THOMPSON CAUSE YOU INVESTMENT LOSSES?

Russell Thompson Of Regulus Financial Group, LLC And Formerly With Pruco Securities, LLC and W&S Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Russell Thompson of Regulus Financial Group, LLC?

Russell Thompson

Russell Thompson (CRD #6610312) who is currently registered as a broker with Regulus Financial Group, LLC and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Regulus Financial Group, LLC, Russell Thompson was associated with Pruco Securities, LLC, W&S Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Russell Thompson Customer Complaints

Russell Thompson has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Pruco Securities in favor of the investor. The brokerage firm denied the other customer complaint and, to date, the investor has not taken any further action.

Allegations Against Russell Thompson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to fully disclose all facts regarding fees and expenses related to an insurance product.
  • Churning.
  • Failure to fully disclose all facts regarding surrender charges and improper application for insurance product.

Russell Thompson Red Flags & Your Rights As An Investor

Of course, Russell Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Thompson at Regulus Financial Group, LLC, Pruco Securities, LLC and W&S Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Regulus Financial Group, LLC, Pruco Securities, LLC and W&S Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Regulus Financial Group, LLC Due To Russell Thompson

If you have questions about Regulus Financial Group, LLC, Pruco Securities, LLC, W&S Brokerage Services, Inc. and/or Russell Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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