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Rodger Sprouse Of Titan Securities Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Rodger Sprouse of Titan Securities?

Rodger Sprouse

Rodger Sprouse (CRD #5483578) who is currently registered as a broker and investment adviser with Titan Securities and located in Lee Summit, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Titan Securities, Rodger Sprouse was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. The state of Kansas filed administrative proceedings against Rodger Sprouse for selling Purchase Agreements as an agent on behalf of Future Income Payments. The Purchase Agreements were not registered as securities under the Kansas Uniform Securities Act as required. Rodger Sprouse was fined for the violations.

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Rodger Sprouse Customer Complaints

Rodger Sprouse has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Titan Securities or Stonehurst Securities in favor of the investors. The 3 other customer complaints was denied by Rodger Sprouse and his current and former employers and the customers took no further action.

Allegations Against Rodger Sprouse

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of equipment leasing, REITs and business development companies.
  • Unsuitable recommendation of viatical settlement contract.
  • Offer and sale of structured cash flow product without Titan Securities’ approval.

Rodger Sprouse Red Flags & Your Rights As An Investor

Of course, Rodger Sprouse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodger Sprouse at Titan Securities on alert to review carefully the activity and performance of their accounts and question whether Rodger Sprouse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Titan Securities Due To Rodger Sprouse

If you have questions about Titan Securities and/or Rodger Sprouse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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