DID ROBERT LEE HARGER CAUSE YOU INVESTMENT LOSSES?
Robert Harger of Harger And Company Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Robert Harger of Harger And Company?
Robert Harger (CRD #863069) who is currently registered with Harger And Company and located in Alexandria, Louisiana is a subject of one of our many securities industry sales practice abuse investigations.
Robert Harger has had his problems with the regulators as well as evident by the 6 disclosures on its BrokerCheck. The most recent regulatory action was in 2019 when he was suspended by FINRA for 3 months and fined $15,000.
Robert Harger Customer Complaints
Robert Harger has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Harger’s 3 customer complaints was settled in favor of investors. Two of Robert Harger’s customers’ complaints were denied and the customers did not take any further action.
Allegations Against Robert Harger
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Beneficiaries of client claim that they are owed the sales commission that was charged by Nationwide when their father died.
- Customer alleges that the firm by Robert Harger failed to execute a stop-loss to sell IP and GP stock if IP stock reached $53.
- Customer claimed that she was misled allegedly by Robert Harger when she transferred her ING Variable Annuity to Jackson National. She claimed that there was a $6,416.57 charge which could not be accounted for. This was the contingent deferred sales charge. She also claimed that benefits with the new contract were not the same and were in fact less than her old contract.
Robert Harger Red Flags & Your Rights As An Investor
Of course, Robert Harger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Harger at Harger And Company on alert to review carefully the activity and performance of their accounts and question whether Robert Harger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Harger And Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Harger And Company Due To Robert Harger
If you have questions about Harger And Company and/or Robert Harger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.