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Robert Halldin Formerly With American Portfolios Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Robert Halldin formerly with American Portfolios Financial Services?

Robert Halldin (CRD #1458098) who was formerly registered with American Portfolios Financial Services and located in Newington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.

Robert Halldin Customer Complaints

Robert Halldin has been the subject of 3 customer complaints that we know about. Two of Robert Halldin’s 3 customer complaints were settled in favor of investors. One of Robert Halldin’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Robert Halldin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Robert Halldin’s alleged breach of fiduciary duty, violation of Florida Securities Investor Protection Act, negligence, failure to supervise.
  • Churning, unsuitable investments, unauthorized trading, overconcentration allegedly by Robert Halldin.
  • The allegations are that Robert Halldin made unsuitable investments in accounts held away from the firm.

Robert Halldin Red Flags & Your Rights As An Investor

Of course, Robert Halldin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Halldin at American Portfolios Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Halldin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Robert Halldin

If you have questions about American Portfolios Financial Services and/or Robert Halldin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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