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Robert Fisk of Odeon Capital Group LLC And Formerly With Merriman Capital Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Robert Fisk of Odeon Capital Group LLC?

Robert Fisk (CRD #1302491) who is currently registered with Odeon Capital Group LLC and located in Radnor, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Odeon Capital Group LLC, Robert Fisk was associated with Merriman Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Robert Fisk was also the subject of a FINRA f/k/a NASD investigation for alleged violations of NASD Rule 2110. He was later censured and fined by the regulator for his alleged misconduct.

Robert Fisk Customer Complaints

Robert Fisk has been the subject of 3 customer complaints that we know about. One of Robert Fisk’s 3 customer complaints was settled in favor of investors. One of Robert Fisk’s customer’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Philadelphia Brokerage for investment losses caused by Robert Fisk’s alleged misconduct.

Allegations Against Robert Fisk

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer and Robert Fisk disagreed on the timing of the sale of a block of SMF Energy Stock. Stock was purchased and sold. 
  • Former client of firm alleges misconduct by Robert Fisk.
  • Individual claimed Robert Fisk allegedly was acting as a placement agent for Wireless Ronin Technologies and that the individual purchased a convertible note in the amount of $100,000. The individual claims his note was converted without his consent into common stock as he received a letter from the issuer. The individual also claims he did not receive the converted shares from the issuer in a timely manner causing further harm. Additionally, the individual filed this complaint against Robert Fisk nearly 6 years after he made his investment and after exhausting his attempts for repayment from the issuer.

Robert Fisk Red Flags & Your Rights As An Investor

Of course, Robert Fisk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Fisk at Odeon Capital Group LLC and Merriman Capital on alert to review carefully the activity and performance of their accounts and question whether Robert Fisk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Odeon Capital Group LLC and Merriman Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Odeon Capital Group LLC Due To Robert Fisk

If you have questions about Odeon Capital Group LLC, Merriman Capital, and/or Robert Fisk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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