| Read Time: 2 minutes |


Richard Perkins Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Richard Perkins formerly with Morgan Stanley?

Richard Perkins (CRD #3155348) who was formerly registered with Morgan Stanley and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Richard Perkins Customer Complaints

Richard Perkins has been the subject of 2 customer complaints that we know about. Both of Richard Perkins’ 2 customer complaints were settled in favor of investors for $850,000 and $245,000.

Allegations Against Richard Perkins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Richard Perkins’ unsuitability, inter alia, with respect to investments in closed-end funds and structured products.
  • Claimant alleged, inter alia, Richard Perkins’ selling away with respect to investments.

Richard Perkins Red Flags & Your Rights As An Investor

Of course, Richard Perkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Perkins at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Richard Perkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Richard Perkins

If you have questions about Morgan Stanley and/or Richard Perkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars