| Read Time: 2 minutes | Ameriprise Financial Services Complaints |


Richard Gill Formerly With Ameriprise Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Richard Gill formerly with Ameriprise Financial Services?

Richard Gill (CRD #2376397) who was formerly registered with Ameriprise Financial Services and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Richard Gill Customer Complaints

Richard Gill has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Richard Gill’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Richard Gill

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged unauthorized trading and failure to follow trade instructions by Richard Gill.
  • The client alleged misrepresentation of Global Crossing stock bought by Richard Gill. Damages unspecified.
  • The client alleged Richard Gill did not disclose the illiquid nature of the two REIT investments she purchased.
  • The client stated that Richard Gill allegedly did not inform her that her investment in the Franklin Square Power and Energy Fund, which was purchased at a prior firm, could lose value and was illiquid and he did not process her redemption request in a timely manner.

Richard Gill Red Flags & Your Rights As An Investor

Of course, Richard Gill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gill at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Gill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Richard Gill

If you have questions about Ameriprise Financial Services and/or Richard Gill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars