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Richard Elkin of Oppenheimer Co. Has 3 Customer Complaint for Alleged Broker Misconduct

Who is Richard Elkin of Oppenheimer Co.?

Richard Elkin (CRD #709135) who is currently registered with Oppenheimer Co.and located in Princeton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Richard Elkin Customer Complaints

Richard Elkin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. One of Richard Elkin’s 3 customer complaints was settled in favor of investors.

One of Richard Elkin’s 3 customers’ complaints was denied and the customers did not take any further action. The customer complaint filed against Richard Elkin’s current employer Oppenheimer Co. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Allegations Against Richard Elkin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleges security was unsuitable and misrepresented by Richard Elkin.
  • Claimants alleged Negligence, Breach of Duty, Fraud, and Breach of Contract by Richard Elkin.

Richard Elkin Red Flags & Your Rights as An Investor

Of course, Richard Elkin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Richard Elkin at Oppenheimer Co. on alert to review carefully the activity and performance of their accounts and question whether Richard Elkin has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Oppenheimer Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Oppenheimer Co. Due to Richard Elkin

If you have questions about Oppenheimer Co. and/or Richard Elkin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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