DID RICHARD (NMN) CALABRESE CAUSE YOU INVESTMENT LOSSES?
Richard Calabrese Of Corinthian Partners Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Calabrese of Corinthian Partners?
Richard Calabrese (CRD #1549013) who is currently registered with Corinthian Partners and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.
Richard Calabrese was also is the subject of a FINRA investigation which resulted in a suspension in the capacity as a principal of a brokerage firm for 30 days and $10,000 fine. The sanctions related to an investigation of his supervision of nontraditional exchange traded products to member firm customers. The FINRA findings stated in Richard Calabrese, as Chief compliance officer, was jointly responsible with the CEO for directly supervising the firm’s representative who sold over $275 million of the exchange traded products.
Richard Calabrese Customer Complaint
Richard Calabrese has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to failure to supervise a private placement sold by former employee. Richard Calabrese’s customer complaint was settled in favor of the investors.
Richard Calabrese Red Flags & Your Rights As An Investor
Of course, Richard Calabrese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Calabrese at Corinthian Partners on alert to review carefully the activity and performance of their accounts and question whether Richard Calabrese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corinthian Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Corinthian Partners Due To Richard Calabrese
If you have questions about Corinthian Partners and/or Richard Calabrese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.