DID RENE ROJAS CAUSE YOU INVESTMENT LOSSES?
Rene Rojas Of Charles Schwab Has A Customer Complaint For Alleged Broker Misconduct
Who is Rene Rojas of Charles Schwab?
Rene Rojas (CRD #6701802) who is currently registered with Charles Schwab Co.and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations.
Rene Rojas Customer Complaint
Rene Rojas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged the failure to complete the review and processing of certain documents to remove account restrictions timely constituted theft/misappropriation by the firm and representative. Rene Rojas’ customer complaint was denied and, to date, the customer has not taken any further action.
Rene Rojas Red Flags & Your Rights As An Investor
Of course, Rene Rojas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rene Rojas at Charles Schwab on alert to review carefully the activity and performance of their accounts and question whether Rene Rojas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Charles Schwab Due To Rene Rojas
If you have questions about Charles Schwab and/or Rene Rojas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.