| Read Time: 2 minutes | LPL Financial Complaints |


Randy Peyman Of LPL Financial And Formerly With SII Investments Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Randy Peyman of LPL Financial?

Randy Peyman (CRD #2204437) who is currently registered with LPL Financial and located in Fairmont, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Randy Peyman was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Randy Peyman Customer Complaints

Randy Peyman has been the subject of 3 customer complaints that we know about. All 3 of Randy Peyman’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Randy Peyman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Randy Peyman promised him he would not lose money and he would earn 5% interest yearly on his accounts.
  • Client alleged she incurred a tax liability when excess distributions were processed from her IRA. Client also alleged Randy Peyman failed to follow instructions to increase non-taxable income that would also impact tax liability.
  • Customer alleged Randy Peyman’s misrepresentation of a variable annuity.

Randy Peyman Red Flags & Your Rights As An Investor

Of course, Randy Peyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Peyman at LPL Financial and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Randy Peyman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Randy Peyman

If you have questions about LPL Financial, SII Investments, and/or Randy Peyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars