| Read Time: 2 minutes |


Rahul Halwasiya Of National Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Rahul Halwasiya of National Securities?

Rahul Halwasiya (CRD #5489762) who is currently registered with National Securities and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Rahul Halwasiya Customer Complaints

Rahul Halwasiya has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Rahul Halwasiya’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against National Securities for investment losses caused by Rahul Halwasiya’s alleged misconduct.

Allegations Against Rahul Halwasiya

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation allegedly by Rahul Halwasiya.
  • Rahul Halwasiya made unsuitable investment recommendations and misrepresentations.

Rahul Halwasiya Red Flags & Your Rights As An Investor

Of course, Rahul Halwasiya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rahul Halwasiya at National Securities on alert to review carefully the activity and performance of their accounts and question whether Rahul Halwasiya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At National Securities Due To Rahul Halwasiya

If you have questions about National Securities and/or Rahul Halwasiya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars