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Phillip Cartwright Of Woodbury Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Phillip Cartwright of Woodbury Financial Services?

Phillip Cartwright (CRD #4287303) who is currently registered with Woodbury Financial Services and located in Appleton, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Phillip Cartwright Customer Complaint

Phillip Cartwright has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the recommendation of a private placement in his IRA account was not suitable and that the firm failed to conduct adequate due diligence on the investment product. The customer complaint filed against Phillip Cartwright’s current employer Woodbury Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Phillip Cartwright Red Flags & Your Rights As An Investor

Of course, Phillip Cartwright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Cartwright at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Phillip Cartwright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Woodbury Financial Services Due To Phillip Cartwright

If you have questions about Woodbury Financial Services and/or Phillip Cartwright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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