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Peter Stefanic Of Cetera Advisors Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Peter Stefanic of Cetera Advisors?

Peter Stefanic (CRD #1071670) who is currently registered with Cetera Advisors and located in Gig Harbor, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Peter Stefanic Customer Complaints

Peter Stefanic has been the subject of 3 customer complaints that we know about. One of Peter Stefanic’s 3 customer complaints was settled in favor of investors. Two of Peter Stefanic’s customers complaints were denied and, to date, the customers of not taken any further action.

Allegations Against Peter Stefanic

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged misrepresentation and unsuitable investments by Peter Stefanic.
  • Regarding variable appreciable life insurance policies, the client alleged misrepresentation by Peter Stefanic concerning the abbreviated payment plan.
  • The client alleged misrepresentation at the point of sale by Peter Stefanic regarding purchase of two variable life insurance policies.

Peter Stefanic Red Flags & Your Rights As An Investor

Of course, Peter Stefanic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Stefanic at Cetera Advisors on alert to review carefully the activity and performance of their accounts and question whether Peter Stefanic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Peter Stefanic

If you have questions about Cetera Advisors and/or Peter Stefanic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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