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Peter Albano of LPL Financial and Formerly with Invest Financial Has A Customer Complaint for Alleged Broker Misconduct

Who is Peter Albano of LPL Financial?

Peter Albano (CRD #1040390) who is currently registered with LPL Financial and located in Dunmore, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.

Prior to LPL Financial, Peter Albano was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Peter Albano Customer Complaint

Peter Albano has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the claimant alleges that, while he was an invest customer, his representative recommended he invest in an unsuitable business development company (BDC), and that he was not fully advised about the risks of the investment when it was recommended.

A new financial professional registered with LPL began servicing his account The customer complaint filed against Peter Albano’s current employer LPL Financial for investment losses caused by the alleged misconduct is now settled.

Peter Albano Red Flags & Your Rights as an Investor

Of course, Peter Albano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Peter Albano at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Peter Albano has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at LPL Financial Due to Peter Albano

If you have questions about LPL Financial, Invest Financial, and/or Peter Albano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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