| Read Time: 2 minutes |

DID PAUL VICTOR DISANTIS CAUSE YOU INVESTMENT LOSSES?

Paul Disantis Formerly With Securian Financial Services, Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Paul Disantis Formerly With Securian Financial Services, Inc.?

Paul Disantis (CRD #1277844) who was formerly registered with Securian Financial Services, Inc. and located in Pinehurst, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securian Financial Services, Inc., Paul Disantis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Paul Disantis Customer Complaint

Paul Disantis has been the subject of 2 customer complaints that we know about. Both of Paul Disantis’ customer complaints were settled in favor of investors.

Allegations Against Paul Disantis

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients have concerns around service/advice they allegedly received from Paul Disantis regarding transfers from annuities to investment advisory account.
  • Client alleged Paul Disantis misrepresented policy at the time of sale.

Paul Disantis Red Flags & Your Rights As An Investor

Of course, Paul Disantis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Disantis at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Disantis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Paul Disantis

If you have questions about Securian Financial Services, Inc. and/or Paul Disantis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...