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DID PAUL ROBERT DIPIETRO CAUSE YOU INVESTMENT LOSSES?

Paul Robert Dipietro Of Pinnacle Investments, LLC And Formerly with Dawson James Securities, Inc. Has 10 Customer Complaints for Alleged Broker Misconduct

Who is Paul R. Dipietro with Pinnacle Investments, LLC?

Paul Dipietro (CRD #4313454) who is currently registered with Pinnacle Investments, LLC and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Pinnacle Investments, LLC, Paul Dipietro was associated with Dawson James Securities, Inc. and 11 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Dawson James Securities, Inc. Broker Misconduct

In his career, Paul Dipietro has been the subject of 10 customer complaints that we know about, 3 of those complaints were filed in the last 2 years to recover investment losses. Three of Paul Dipietro’s 10 customer complaints were settled in favor of investors.  

Five of those complaints were denied by his former employers and the customers did not pursue those claims. There are currently 2 pending customer complaints filed against Paul Dipietro’s former employer Dawson James Securities, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Paul Dipietro

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The claimant alleges that his account was churned by Paul Dipietro.
  • Claimant alleged churning and unsuitable investment recommendations.
  • The customer alleged unsuitable investment recommendations for someone of his age, income, net worth, and investment experience.
  • The customer claims that Paul Dipietro failed to follow his instructions and failed to execute orders in a timely manner.
  • Claimant alleges breach of fiduciary duty, negligence, breach of contract, and fraud in connection with certain stock transactions.
  • The claimant alleges that the financial advisor made unsuitable investment recommendations to purchase over-the-counter stocks.

Paul Dipietro Red Flags & Your Rights as An Investor

Of course, Paul Dipietro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Paul Dipietro at Pinnacle Investments, LLC and Dawson James Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Dipietro has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Pinnacle Investments, LLC and Dawson James Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Pinnacle Investments, LLC And Dawson James Securities, Inc.

If you have questions about Pinnacle Investments, LLC, Dawson James Securities, Inc. and/or Paul Dipietro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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