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Pasquale Vitucci Of United Planners’ Financial Services Of America A Limited Partner And Formerly With National Planning Has 20 Customer Complaints For Alleged Broker Misconduct

Who is Pasquale Vitucci of United Planners’ Financial Services Of America A Limited Partner?

Pasquale Vitucci (CRD #2290163) who is currently registered with United Planners’ Financial Services Of America A Limited Partner and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to United Planners’ Financial Services Of America A Limited Partner, Pasquale Vitucci was associated with National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Pasquale Vitucci Customer Complaints

Pasquale Vitucci has been the subject of20 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Eight of Pasquale Vitucci’s 20 customer complaints were settled in favor of investors. Eleven of Pasquale Vitucci’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against National Planning for investment losses caused by Pasquale Vitucci’s alleged misconduct.

Allegations Against Pasquale Vitucci

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Pasquale Vitucci’s alleged unsuitable investment recommendations, breach of fiduciary duty, negligent misrepresentation, breach of contract, negligence and negligent supervision.
  • Alleged that Pasquale Vitucci did not close accounts when she asked him to, causing further losses.
  • Attorney for claimants alleged Pasquale Vitucci’s variable annuity products were unsuitable.
  • Claimant alleged account was not properly managed by Pasquale Vitucci due to delay in account transfer.
  • Claimant alleged Pasquale Vitucci’s investment recommendations were unsuitable and breach of fiduciary duties.
  • Claimant alleged Pasquale Vitucci’s poor performance, excessive fees, misrepresentation, unsuitability, and poor service.
  • Claimant alleged Pasquale Vitucci’s unsuitable recommendations and misrepresentation/misleading information.
  • Claimant alleged Pasquale Vitucci’s violation of California Corporations Code 25401, intentional breach of ficuciary duty (suitability), negligent breach of fiduciary duty, churning, fraud, and omissions.
  • Claimants alleged Pasquale Vitucci’s unsuitable investment recommendation of a variable annuity investment.
  • Claimants alleged Pasquale Vitucci’s violation of California corporations Code 25401, churning, fraud omissions, breach of fiduciary duty, and misrepresentation.
  • Client alleged Pasquale Vitucci’s misrepresentation regarding a variable annuity purchased.
  • Client alleged Pasquale Vitucci’s variable annuity purchased was unsuitable and the representative failed to disclose material facts.
  • Complainant alleged he was placed in unsuitable investment vehicle by Pasquale Vitucci.
  • Complainant alleged Pasquale Vitucci’s unsuitability of variable annuity sold to her.
  • Complainants alleged they were placed in an unsuitable variable annuity product by Pasquale Vitucci.
  • Customers alleged Pasquale Vitucci placed them in unsuitable investments.
  • Pasquale Vitucci’s alleged misrepresentation or misleading information and transfer of account problem.
  • Pasquale Vitucci’s unsuitable investment recommendations.

Pasquale Vitucci Red Flags & Your Rights As An Investor

Of course, Pasquale Vitucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pasquale Vitucci at United Planners’ Financial Services Of America A Limited Partner and National Planning on alert to review carefully the activity and performance of their accounts and question whether Pasquale Vitucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services Of America A Limited Partner and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At United Planners’ Financial Services Of America A Limited Partner Due To Pasquale Vitucci

If you have questions about United Planners’ Financial Services Of America A Limited Partner, National Planning, and/or Pasquale Vitucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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