| Read Time: 2 minutes |

DID NYDIA LOPEZ GARCIA VEGA CAUSE YOU INVESTMENT LOSSES?

Nydia Vega Of Huntleigh Securities And Formerly With Fairbridge Capital Markets Has A Customer Complaint For Alleged Broker Misconduct

Who is Nydia Vega of Huntleigh Securities?

Nydia Vega (CRD #1216315) who is currently registered with Huntleigh Securities and located in San Juan, Puerto Rico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Huntleigh Securities, Nydia Vega was associated with Fairbridge Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Nydia Vega Customer Complaint

Nydia Vega has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claim alleges unsuitable concentration in Puerto Rico municipal bonds. Nydia Vega’s customer complaint was settled in favor of the investors.

Nydia Vega Red Flags & Your Rights As An Investor

Of course, Nydia Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nydia Vega at Huntleigh Securities and Fairbridge Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Nydia Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Huntleigh Securities and Fairbridge Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Huntleigh Securities Due To Nydia Vega

If you have questions about Huntleigh Securities, Fairbridge Capital Markets, and/or Nydia Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...