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Monica Cleves Of VectorGlobal WMG And VectorGlobal IAG Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Monica Cleves of VectorGlobal WMG?

Monica Cleves (CRD #4668953) who is currently registered with VectorGlobal WMG, VectorGlobal IAG and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Monica Cleves Customer Complaints

Monica Cleves has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Monica Cleves’ 2 customer complaints was settled in favor of investors. One of Monica Cleves’ customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Monica Cleves

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client sent an email alleging that there was a lack of diversification in his account portfolio and the firm was not following his moderate risk rating.
  • Misunderstanding between Monica Cleves allegedly and client due to a sale of securities at market price instead of limit price. Client was refunded the difference.

Monica Cleves Red Flags & Your Rights As An Investor

Of course, Monica Cleves did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monica Cleves at VectorGlobal WMG, VectorGlobal IAG on alert to review carefully the activity and performance of their accounts and question whether Monica Cleves has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VectorGlobal WMG, VectorGlobal IAG also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At VectorGlobal WMG Due To Monica Cleves

If you have questions about VectorGlobal WMG, VectorGlobal IAG, and/or Monica Cleves and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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