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Ming Chung Of LPL Financial And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Ming Chung of LPL Financial?

Ming Chung (CRD #4682191) who is currently registered with LPL Financial and located in Torrance, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Ming Chung was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ming Chung Customer Complaint

Ming Chung has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding mutual funds investment. Ming Chung’s customer complaint was settled in favor of the investors.

Ming Chung Red Flags & Your Rights As An Investor

Of course, Ming Chung did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ming Chung at LPL Financial and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ming Chung has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial Due To Ming Chung

If you have questions about LPL Financial, J.P. Morgan Securities, and/or Ming Chung and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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