DID MICHAEL ANTHONY VOLINI CAUSE YOU INVESTMENT LOSSES?
Michael Volini Of American Portfolios Financial Services, American Portfolios Advisors And Formerly With LPL Financial And Santander Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Michael Volini of American Portfolios Financial Services?
Michael Volini (CRD #5693453) who is currently registered with American Portfolios Financial Services, American Portfolios Advisors and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services and American Portfolios Advisors, Michael Volini was associated with LPL Financial, Santander Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Volini Customer Complaints
Michael Volini has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Volini’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Michael Volini
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged breach of promise by Michael Volini. Client further alleged that the representative advised that the loss in the investment would never be more than 3%.
- Customer alleged that he was not advised by Michael Volini of surrender charge for annuity and sought return of funds with no surrender charge.
Michael Volini Red Flags & Your Rights As An Investor
Of course, Michael Volini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Volini at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and Santander Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Volini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, and Santander Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At American Portfolios Financial Services Due To Michael Volini
If you have questions about American Portfolios Financial Services, American Portfolios Advisors, LPL Financial, Santander Securities, and/or Michael Volini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.