DID MICHAEL PLATTE CAUSE YOU INVESTMENT LOSSES?
Michael Platte Of Morgan Stanley And Formerly With UBS Financial Services Has One Customer Complaint For Alleged Broker Misconduct
Who is Michael Platte of Morgan Stanley?
Michael Platte (CRD #2785561) who is currently registered with Morgan Stanley and located in New Albany, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Michael Platte was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Platte Customer Complaint
Michael Platte has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses by the trustees were that they were charged fees above their agreed upon agreement. They further alleged the assets were heavily concentrated in higher risk securities. Michael Platte’s customer complaint was settled in favor of the investors.
Michael Platte Red Flags & Your Rights As An Investor
Of course, Michael Platte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Platte at Morgan Stanley and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Platte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and UBS Financial Services also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Platte
If you have questions about Morgan Stanley, UBS Financial Services, and/or Michael Platte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.