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DID MICHAEL GLEN NIELSON CAUSE YOU INVESTMENT LOSSES?

Michael Nielson Of IFP Securities, LLC And Formerly With Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Nielson of IFP Securities, LLC?

Michael Nielson

Michael Nielson (CRD #4546896) who is currently registered as a broker and investment adviser with IFP Securities, LLC and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, LLC, Michael Nielson was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michael Nielson Customer Complaint

Michael Nielson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser improperly recommended a high risk, a high commission illiquid alternative investment, namely, GWG Holdings, Inc. The investment was misrepresented and inconsistent with their financial situation and needs, investment objectives and risk tolerance. A customer complaint evolved into a FINRA arbitration proceeding that was recently filed against IFP Securities for Michael Nielson’s alleged misconduct.

Michael Nielson Red Flags & Your Rights As An Investor

Of course, Michael Nielson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nielson at IFP Securities, LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Nielson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Michael Nielson

If you have questions about IFP Securities, LLC, Cetera Advisors LLC and/or Michael Nielson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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