DID MICHAEL GLEN NIELSON CAUSE YOU INVESTMENT LOSSES?
Michael Nielson Of IFP Securities, LLC And Formerly With Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct
Michael Nielson Customer Complaint
Michael Nielson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser improperly recommended a high risk, a high commission illiquid alternative investment, namely, GWG Holdings, Inc. The investment was misrepresented and inconsistent with their financial situation and needs, investment objectives and risk tolerance. A customer complaint evolved into a FINRA arbitration proceeding that was recently filed against IFP Securities for Michael Nielson’s alleged misconduct.