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DID MICHAEL EDWARD KIEFER CAUSE YOU INVESTMENT LOSSES?

Michael Kiefer Of Royal Alliance Associates And Formerly With Signator Investors And Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Kiefer of Royal Alliance Associates?

Michael Kiefer (CRD #4124115) who is currently registered with Royal Alliance Associates and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Michael Kiefer was associated with Signator Investors, Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michael Kiefer Customer Complaint

Michael Kiefer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were there was a delay in connection with the sale of a thinly-traded stock. The customer complaint filed against Michael Kiefer’s current employer Royal Alliance Associates for investment losses caused by the alleged misconduct is pending as of the date of this report.

Michael Kiefer Red Flags & Your Rights As An Investor

Of course, Michael Kiefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kiefer at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Kiefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Signator Investors, and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates Due To Michael Kiefer

If you have questions about Royal Alliance Associates, Signator Investors, Transamerica Financial Advisors, and/or Michael Kiefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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