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DID MICHAEL ALEJANDRO CASTILLERO CAUSE YOU INVESTMENT LOSSES?

Michael Castillero Formerly With Windsor Street Capital, LP and Alexander Capital, L.P. Has 10 Customer Complaints For Alleged Broker Misconduct

Who is Michael Castillero Formerly With Windsor Street Capital, LP?

Michael Castillero

Michael Castillero (CRD #4583917) who was formerly registered as a broker with Windsor Street Capital, LP and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Windsor Street Capital, LP, Michael Castillero was associated with Alexander Capital, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Castillero has had his own share of regulatory problems. He refused to cooperate with FINRA in one of its investigations relating to allegations of unauthorized trading in a customer’s account at his member firm, making payments in an attempt to settle a customer complaint regarding the trade without notifying the firm, and making false statements regarding his conduct of FINRA. In addition, in May 2022 the SEC filed a complaint against Michael Castillero and others for allegedly raising at least $410 million from more than 2200 investors. The SEC alleged misrepresentations and registration violations of the securities laws. The SEC action remains pending.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michael Castillero Customer Complaints

Michael Castillero has been the subject of 10 customer complaints that we know about to recover investment losses. Eight of those customer complaints were settled by Michael Castillero’s former employers in favor of the investors. Two of the customer complaints were denied in the customers to date have not taking any further action.

Allegations Against Michael Castillero

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Fraud, misrepresentation, negligence, breach of contract, Elder financial abuse and breach of fiduciary duty in connection with real estate security investments.
  • Unsuitable transactions, misrepresentation, and churning.
  • Unsuitable investments, negligence, unauthorized trading, breach of fiduciary duty, and negligent misrepresentation.
  • Suitability, negligence, and unauthorized trading.
  • Unsuitable investments, misrepresentation, misstatements, and material omissions.
  • Violations of FINRA rules 2010, IM-2310-2, 2020, and 2210.
  • Fraud, deceit, misrepresentation, and breach of fiduciary duty.
  • Churning and unsuitability.

Michael Castillero Red Flags & Your Rights As An Investor

Of course, Michael Castillero did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Castillero at Windsor Street Capital, LP and Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Michael Castillero has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Windsor Street Capital, LP and Alexander Capital, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Windsor Street Capital, LP Due To Michael Castillero

If you have questions about Windsor Street Capital, LP, Alexander Capital, L.P. and/or Michael Castillero and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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