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Max Sanel Of Morgan Stanley And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Max Sanel of Morgan Stanley?

Max Sanel (CRD #5501158) who is currently registered with Morgan Stanley and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Max Sanel was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Max Sanel Customer Complaints

Max Sanel has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Max Sanel’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley for investment losses caused by Max Sanel’s alleged misconduct.

Allegations Against Max Sanel

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client’s attorney alleged, inter alia, that Max Sanel’s recommendation to invest in Ultra Short Bond Fund was unsuitable.
  • Trustee alleged Max Sanel failed to disclose surrender charges, inter alia, with respect to variable annuity.

Max Sanel Red Flags & Your Rights As An Investor

Of course, Max Sanel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Max Sanel at Morgan Stanley and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Max Sanel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Max Sanel

If you have questions about Morgan Stanley, J.P. Morgan Securities, and/or Max Sanel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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