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Maurice Stuffmann Of Oppenheimer Asset Management, Oppenheimer & Co. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Maurice Stuffmann of Oppenheimer & Co.?

Maurice Stuffmann (CRD #439058) who is currently registered with Oppenheimer Asset Management, Oppenheimer & Co.and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Maurice Stuffmann Customer Complaints

Maurice Stuffmann has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Maurice Stuffmann’s 3 customer complaints were settled in favor of investors.

Allegations Against Maurice Stuffmann

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that Oppenheimer and Maurice Stuffmann, inter alia, misrepresented ARS as CAS equivalents.
  • Client alleged Maurice Stuffmann’s investments were not fully explained and were unsuitable.
  • Customer alleged that Maurice Stuffmann, along with two other RRs misrepresented a trading strategy which resulted in losses to the customer.

Maurice Stuffmann Red Flags & Your Rights As An Investor

Of course, Maurice Stuffmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maurice Stuffmann at Oppenheimer Asset Management, Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether Maurice Stuffmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer Asset Management, Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Oppenheimer & & Co. and Oppenheimer Asset Management Due To Maurice Stuffmann

If you have questions about Oppenheimer Asset Management, Oppenheimer & Co., and/or Maurice Stuffmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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