DID MATTHEW JOSHUA SMITH CAUSE YOU INVESTMENT LOSSES?
Matthew Smith Of Wells Fargo Clearing Services, LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Matthew Smith Customer Complaint
Matthew Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation to invest in a business development company. Ameriprise Financial Services denied the customer complaint and no further action was taken.
Matthew Smith Red Flags & Your Rights As An Investor
Of course, Matthew Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Smith at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Smith
If you have questions about Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc. and/or Matthew Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.