DID MATTHEW JOSHUA SMITH CAUSE YOU INVESTMENT LOSSES?
Matthew Smith Of Wells Fargo Clearing Services, LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Matthew Smith of Wells Fargo Clearing Services, LLC?
Matthew Smith (CRD #4455591) who is currently registered as a broker and investment advisor with Wells Fargo Clearing Services, LLC and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Matthew Smith was associated with Ameriprise Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.Investment Losses? Let’s talk.
or, give us a ring at (800) 732-2889.
Matthew Smith Customer Complaint
Matthew Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation to invest in a business development company. Ameriprise Financial Services denied the customer complaint and no further action was taken.
Matthew Smith Red Flags & Your Rights As An Investor
Of course, Matthew Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Smith at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.Need Legal Help? Let’s talk.
or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Smith
If you have questions about Wells Fargo Clearing Services, LLC, Ameriprise Financial Services, Inc. and/or Matthew Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.