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Matthew McGuirk Of Oppenheimer & Co. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is Matthew McGuirk of Oppenheimer & Co.?

Matthew McGuirk (CRD #2895403) who is currently registered with Oppenheimer & Co.and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Oppenheimer & Co., Matthew McGuirk was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Matthew McGuirk Customer Complaint

Matthew McGuirk has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s attorney alleged, inter alia, that pre-payment penalties on two liquidity access lines were not disclosed. Matthew McGuirk’s customer complaint was denied and, to date, the customer has not taken any further action.

Matthew McGuirk Red Flags & Your Rights As An Investor

Of course, Matthew McGuirk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew McGuirk at Oppenheimer & Co. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Matthew McGuirk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Due To Matthew McGuirk

If you have questions about Oppenheimer & Co., Morgan Stanley, and/or Matthew McGuirk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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