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Matthew Hoffman Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Matthew Hoffman of J.P. Morgan Securities?

Matthew Hoffman (CRD #2558496) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Matthew Hoffman Customer Complaints

Matthew Hoffman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Matthew Hoffman’s 2 customer complaints were settled in favor of investors.

Allegations Against Matthew Hoffman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged that their financial advisor Matthew Hoffman recommended unsuitable investments.
  • Client alleged Matthew Hoffman’s misrepresentation regarding mutual fund investment. Subsequent correspondence received. Client alleged misrepresentation and unauthorized trading regarding mutual fund investment.

Matthew Hoffman Red Flags & Your Rights As An Investor

Of course, Matthew Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hoffman at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Matthew Hoffman

If you have questions about J.P. Morgan Securities and/or Matthew Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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