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Mark Potocsny Of International Assets Advisory, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Mark Potocsny of International Assets Advisory, LLC?

Mark Potocsny

Mark Potocsny (CRD #2417184) who is currently registered as a broker and investment adviser with International Assets Advisory, LLC and located in Cheshire, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, LLC, Mark Potocsny was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mark Potocsny Customer Complaints

Mark Potocsny has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AG Edwards and Sons. The other customer complaint was denied by Morgan Stanley, and to date, the customer has taken no further action. Notwithstanding, Morgan Stanley terminated Mark Potocsny’s employment.

Allegations Against Mark Potocsny

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Trading in customer’s account without speaking to him contemporaneously.
  • Unauthorized trading.

Mark Potocsny Red Flags & Your Rights As An Investor

Of course, Mark Potocsny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Potocsny at International Assets Advisory, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Potocsny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Mark Potocsny

If you have questions about International Assets Advisory, LLC, Morgan Stanley and/or Mark Potocsny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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