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Mark Dorff Formerly With Charles Schwab & Co. Has A Customer Complaint For Alleged Broker Misconduct

Who is Mark Dorff formerly with Charles Schwab & Co.?

Mark Dorff (CRD #5726848) who was formerly registered with Charles Schwab & Co.and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Mark Dorff Customer Complaint

Mark Dorff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mark Dorff made unsuitable options strategy recommendations. The customer complaint filed against Mark Dorff’s former employer Charles Schwab & Co. for investment losses caused by the alleged misconduct is pending as of the date of this report.

Mark Dorff Red Flags & Your Rights As An Investor

Of course, Mark Dorff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Dorff at Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Mark Dorff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Mark Dorff

If you have questions about Charles Schwab & Co. and/or Mark Dorff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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