DID MARCELO POLIAK CAUSE YOU INVESTMENT LOSSES?
Marcelo Poliak Of Jefferies, LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Marcelo Poliak of Jefferies, LLC?
Marcelo Poliak (CRD #2465622) who is currently registered with Jefferies and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Jefferies, LLC, Marcelo Poliak was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Marcelo Poliak Customer Complaints
Marcelo Poliak has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Marcelo Poliak’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Jefferies, LLC for investment losses caused by Marcelo Poliak’s alleged misconduct.
Allegations Against Marcelo Poliak
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Marcelo Poliak did not disclose the risks and repayment structure associated with the disputed investment and further alleged the former financial advisor continued to recommend holding the investment after it began to lose value.
- Former client alleged that his investment in a hedge fund did not meet his expressed investment objective and that, when the hedge fund’s performance began to falter, he was allegedly talked out of liquidating by Marcelo Poliak.
Marcelo Poliak Red Flags & Your Rights As An Investor
Of course, Marcelo Poliak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcelo Poliak at Jefferies, LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Marcelo Poliak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jefferies, LLC and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Jefferies, LLC Due To Marcelo Poliak
If you have questions about Jefferies, LLC, Wells Fargo Clearing Services, and/or Marcelo Poliak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.