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Lionel Scott Formerly With Arive Capital Markets, Cape Securities And Salomon Whitney Financial Has A Customer Complaint For Alleged Broker Misconduct

Who is Lionel Scott formerly with Arive Capital Markets?

Lionel Scott (CRD #4738213) who was formerly registered with Arive Capital Markets and located in Coram, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arive Capital Markets, Lionel Scott was associated with Cape Securities, Salomon Whitney Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Lionel Scott Customer Complaint

Lionel Scott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading, churning, unsuitability. The customer complaint filed against Lionel Scott’s former employer Arive Capital Markets for investment losses caused by the alleged misconduct is pending as of the date of this report.

Lionel Scott Red Flags & Your Rights As An Investor

Of course, Lionel Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lionel Scott at Arive Capital Markets, Cape Securities, and Salomon Whitney Financial on alert to review carefully the activity and performance of their accounts and question whether Lionel Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets, Cape Securities, and Salomon Whitney Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Lionel Scott

If you have questions about Arive Capital Markets, Cape Securities, Salomon Whitney Financial, and/or Lionel Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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