| Read Time: 2 minutes | Hornor Townsend & Kent Complaints |

DID LELAND BLAIR WHITING CAUSE YOU INVESTMENT LOSSES?

Leland Whiting Formerly With Hornor, Townsend & Kent, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Leland Whiting formerly with Hornor, Townsend & Kent, Inc.?

Leland Whiting

Leland Whiting (CRD #465663) who was formerly registered with Hornor, Townsend & Kent, Inc. and located in Salt Lake City, Utah, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Inc., Leland Whiting was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Leland Whiting Customer Complaints

Leland Whiting has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by Hornor, Townsend & Kent, Inc. In favor of the investors. His former employer NFP Securities denied the other customer complaint and no further action was taken.

Allegations Against Leland Whiting

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation in connection with the sale of a variable annuity contract.
  • Unsuitable offer and sale of Future Income Payments resulting in a settlement of over $750,000.
  • Sale of unsuitable life insurance policies and variable annuity contracts.
  • Representative sold unregistered securities.
  • Violations of federal securities laws, violations of Utah securities act, common law fraud, breach of fiduciary duty, negligence and gross negligence.

Leland Whiting Red Flags & Your Rights As An Investor

Of course, Leland Whiting did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leland Whiting at Hornor, Townsend & Kent, Inc. on alert to review carefully the activity and performance of their accounts and question whether Leland Whiting has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, Inc. Due To Leland Whiting

If you have questions about Hornor, Townsend & Kent, Inc. and/or Leland Whiting and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...