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Leigh Einhorn Of Wells Fargo Clearing Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Leigh Einhorn of Wells Fargo Clearing Services, LLC?

Leigh Einhorn

Leigh Einhorn (CRD #2091410) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in West Caldwell, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Leigh Einhorn was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Leigh Einhorn Customer Complaints

Leigh Einhorn has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, the investor has not taken any further action. The last customer complaint is still pending in a FINRA arbitration proceeding.

Allegations Against Leigh Einhorn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Advisor failed to communicate the details of the recommended investment and failed to accurately assess their financial suitability.
  • Advisor failed to invest roll over 401(k) retirement funds into a like account which resulted in unwanted tax penalties.
  • Misrepresentation concerning funding of variable appreciable life insurance policy.
  • Misrepresentation of risk of bond investments during an inflationary period.
  • Misrepresentation of risk of variable annuity contract and failure to disclose excessive fees.

Leigh Einhorn Red Flags & Your Rights As An Investor

Of course, Leigh Einhorn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leigh Einhorn at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Leigh Einhorn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Leigh Einhorn

If you have questions about Wells Fargo Clearing Services, LLC and/or Leigh Einhorn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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