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Lashell Lentz Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Lashell Lentz of Morgan Stanley?

Lashell Lentz (CRD #2800734) who is currently registered with Morgan Stanley and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Lashell Lentz Customer Complaints

Lashell Lentz has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Lashell Lentz’s 3 customer complaints were settled in favor of investors. One of Lashell Lentz’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Lashell Lentz

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged investments made by Lashell Lentz in her managed account were unsuitable.
  • The complaint arose out of the sale of an auction rate security (ARS) that was made prior to the widespread illiquidity in the ARS market that occurred allegedly committed by Lashell Lentz.
  • The client alleged that Lashell Lentz misrepresented her investment in auction rate securities by stating they were highly liquid, safe and cash equivalent investments.

Lashell Lentz Red Flags & Your Rights As An Investor

Of course, Lashell Lentz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lashell Lentz at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lashell Lentz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lashell Lentz

If you have questions about Morgan Stanley and/or Lashell Lentz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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