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Larry Shaw Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Larry Shaw of Morgan Stanley?

Larry Shaw (CRD #2226294) who is currently registered with Morgan Stanley and located in San Mateo, California is a subject of one of our many securities industry sales practice abuse investigations.

Larry Shaw Customer Complaints

Larry Shaw has been the subject of 4 customer complaints that we know about. One of Larry Shaw’s 4 customer complaints was settled in favor of investors. Three of Larry Shaw’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Larry Shaw

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Larry Shaw’s failure to follow instructions with respect to liquidation of limited partnerships.
  • The client alleged Larry Shaw misrepresented the annuity he purchased by stating he would get the market return of the securities or a guaranteed 6% annual compounding returns whichever was greater at the end of ten years.
  • The client alleged Larry Shaw misrepresented the annuity by telling her she was guaranteed a 7 percent return if it was locked up for ten years.
  • Client alleged that he did not authorize the sale of the eight other positions in his account allegedly made by Larry Shaw – only the sale of the Affymetrix stock was authorized.

Larry Shaw Red Flags & Your Rights As An Investor

Of course, Larry Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Shaw at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Larry Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Larry Shaw

If you have questions about Morgan Stanley and/or Larry Shaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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