| Read Time: 2 minutes |

DID KYLE DAVID WHALEY CAUSE YOU INVESTMENT LOSSES?

Kyle Whaley Of GWN Securities And Formerly With Ameritas Investment  And CCF Investments Has A Customer Complaint For Alleged Broker Misconduct

Who is Kyle Whaley of GWN Securities?

Kyle Whaley (CRD #4076513) who is currently registered with GWN Securities and located in Centennial, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to GWN Securities, Kyle Whaley was associated with Ameritas Investment, CCF Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Kyle Whaley Customer Complaint

Kyle Whaley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were complainant alleged Kyle Whaley failed to send variable annuity contracts in a timely manner and requested funds be returned without penalty. Complainant alleged she didn’t want an annuity. Kyle Whaley’s customer complaint was denied and, to date, the customer has not taken any further action.

Kyle Whaley Red Flags & Your Rights As An Investor

Of course, Kyle Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Whaley at GWN Securities, Ameritas Investment, and CCF Investments on alert to review carefully the activity and performance of their accounts and question whether Kyle Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities, Ameritas Investment, and CCF Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At GWN Securities Due To Kyle Whaley

If you have questions about GWN Securities, Ameritas Investment, CCF Investments, and/or Kyle Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...