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Kyle Manning Formerly With Spartan Capital Securities, LLC and Southeast Investments, N.C., Inc. Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Kyle Manning formerly with Spartan Capital Securities, LLC?

Kyle Manning

Kyle Manning (CRD #4571317) who was formerly registered with Spartan Capital Securities, LLC and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, LLC, Kyle Manning was associated with Southeast Investments, N.C., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kyle Manning Customer Complaints

Kyle Manning has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Kyle Manning’s former employers Spartan Capital Securities and Hunter Scott Financial in favor of the investors. One customer complaint was denied by Hunter Scott Financial and the customer took no further action. There is currently one arbitration proceeding pending against Spartan Capital Securities for Kyle Manning’s alleged misconduct.

Allegations Against Kyle Manning

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations.
  • Unauthorized purchase of securities.
  • Unauthorized entry of a stop loss order.
  • Churning and excessive commissions and fees.
  • Misrepresentations and unsuitable investment recommendations.

Kyle Manning Red Flags & Your Rights As An Investor

Of course, Kyle Manning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Manning at Spartan Capital Securities, LLC and Southeast Investments, N.C., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Manninghas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Kyle Manning

If you have questions about Spartan Capital Securities, LLC, Southeast Investments, N.C., Inc. and/or Kyle Manning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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