DID KUNAL ARORA CAUSE YOU INVESTMENT LOSSES?
Kunal Arora Of Arete Wealth Management, LLC And Formerly With National Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct
Kunal Arora Customer Complaints
Kunal Arora has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by National Securities Corp. and, to date, the customers have not taken any further action.
Allegations Against Kunal Arora
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Unsuitable investment recommendation of a private placement.
- Unauthorized trading.
Kunal Arora Red Flags & Your Rights As An Investor
Of course, Kunal Arora did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kunal Arora at Arete Wealth Management, LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Kunal Arora has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Kunal Arora
If you have questions about Arete Wealth Management, LLC, National Securities Corporation and/or Kunal Arora and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.