DID KIMBERLY SUE DWYER CAUSE YOU INVESTMENT LOSSES?
Kimberly Dwyer Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Kimberly Dwyer of Thrivent Investment Management?
Kimberly Dwyer (CRD #6642582) who is currently registered with Thrivent Investment Management and located in Plymouth, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Kimberly Dwyer Customer Complaint
Kimberly Dwyer has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were when Kimberly Dwyer sold her a variable universal life insurance policy she misrepresented that the cash value would be invested in market-based subaccounts and failed to disclose surrender charges. Kimberly Dwyer’s customer complaint was denied and, to date, the customer has not taken any further action.
Kimberly Dwyer Red Flags & Your Rights As An Investor
Of course, Kimberly Dwyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Dwyer at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Kimberly Dwyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Kimberly Dwyer
If you have questions about Thrivent Investment Management and/or Kimberly Dwyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.