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Kevin Richard Wilson with Worden Capital Management LLC Has 9 Customer Complaints For Alleged Broker Misconduct

Who is Kevin R. Wilson with Worden Capital Management LLC?

Kevin Wilson (CRD #3262701) who is currently registered with Worden Capital Management LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Worden Capital Management LLC, Kevin Wilson was associated with National Securities Corporation and Laidlaw & Company (UK) Ltd. and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Worden Capital Management LLC Broker Misconduct

In his career, Kevin Wilson has been the subject of 9 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Three of Kevin Wilson’s 9 customer complaints were settled in favor of investors. Of the complaints, One was denied by his employer and to date the customer has not taken any further action. There are currently 5 pending customer complaints filed against Kevin Wilson’s current employer Worden Capital Management LLC for investment losses caused by his alleged misconduct.

Allegations Against Kevin Wilson

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Claimant alleges unsuitability with respect to certain private placement investment.
  • The client alleges unsuitable recommendations stocks in private placements.
  • Client alleges unsuitability and overconcentration of private placement, investment.
  • Client alleges unauthorized trading.

Kevin Wilson Red Flags & Your Rights As An Investor

Of course, Kevin Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Wilson at Worden Capital Management LLC, National Securities Corporation and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether Kevin Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Worden Capital Management LLC, National Securities Corporation, Laidlaw & Company (UK) Ltd.

If you have questions about Worden Capital Management LLC, National Securities Corporation, Laidlaw & Company (UK) Ltd. and/or Kevin Wilson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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