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Kevin McKenna Formerly With Stifel Nicolaus & & Company Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Kevin McKenna formerly with Stifel Nicolaus & Company?

Kevin McKenna (CRD #1886142) who was formerly registered with Stifel Nicolaus & Company and located in Wausau, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Kevin McKenna Customer Complaints

Kevin McKenna has been the subject of 3 customer complaints that we know about. Two of Kevin McKenna’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Stifel Nicolaus & Company for investment losses caused by Kevin McKenna’s alleged misconduct.

Allegations Against Kevin McKenna

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Kevin McKenna’s fraud, negligence, breach of fiduciary duty, breach of contract and unauthorized trading.
  • Client alleged Kevin McKenna misrepresented a security purchased as being safe, not speculative, and protected by a put option.
  • Client verbally alleged that Kevin McKenna invested in a speculative stock, which declined in value.

Kevin McKenna Red Flags & Your Rights As An Investor

Of course, Kevin McKenna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin McKenna at Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Kevin McKenna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To Kevin McKenna

If you have questions about Stifel Nicolaus & Company and/or Kevin McKenna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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