DID KENNETH JOHN FARBIZIO CAUSE YOU INVESTMENT LOSSES?
Kenneth Farbizio Formerly with TIAA-CREF Individual & Institutional Services has A Customer Complaint for Alleged Broker Misconduct
Who is Kenneth Farbizio of TIAA-CREF Individual & Institutional Services?
Kenneth Farbizio (CRD #707458) who was formerly registered with TIAA-CREF Individual & Institutional Services and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Prior to TIAA-CREF Individual & Institutional Services, Kenneth Farbizio was associated with Fidelity Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Kenneth Farbizio Customer Complaint
Kenneth Farbizio has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses.
The allegations made in the FINRA reported customer complaint for investment losses were that after the client states she met with the representative and discussed her account portfolio that her accounts were redistributed that day without her knowledge. Kenneth Farbizio’s customer complaint was settled in favor of the investors.
Kenneth Farbizio Red Flags & Your Rights as An Investor
Of course, Kenneth Farbizio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Kenneth Farbizio at TIAA-CREF Individual & Institutional Services and Fidelity Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kenneth Farbizio has engaged in any stockbroker misconduct that may have caused them investment losses.
A large number of customer complaints at TIAA-CREF Individual & Institutional Services and Fidelity Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services Due to Kenneth Farbizio
If you have questions about TIAA-CREF Individual & Institutional Services, Fidelity Brokerage Services, and/or Kenneth Farbizio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.