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Keith Wagner Formerly With J.P. Morgan Securities And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is Keith Wagner formerly with J.P. Morgan Securities?

Keith Wagner (CRD #6644380) who was formerly registered with J.P. Morgan Securities and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Keith Wagner was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Keith Wagner Customer Complaint

Keith Wagner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding mutual fund investment. Keith Wagner’s customer complaint was denied and, to date, the customer has not taken any further action.

A broker’s denial of your claim does not mean it was not a valid claim!

All brokers have a conflict of interest when it comes to complaints.

Call us now for an unbiased evaluation of your claim at 800-732-2889.

Keith Wagner Red Flags & Your Rights As An Investor

Of course, Keith Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Wagner at J.P. Morgan Securities and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Keith Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Keith Wagner

If you have questions about J.P. Morgan Securities, Morgan Stanley, and/or Keith Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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