DID KEITH LEON GLASER CAUSE YOU INVESTMENT LOSSES?
Keith Glaser Of J.W. Cole Financial, J.W. Cole Advisors And Formerly With Platinum Wealth Partners Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Keith Glaser of J.W. Cole Financial?
Keith Glaser (CRD #4437077) who is currently registered with J.W. Cole Financial, J.W. Cole Advisors and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.W. Cole Financial and J.W. Cole Advisors, Keith Glaser was associated with Platinum Wealth Partners and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Keith Glaser Customer Complaints
Keith Glaser has been the subject of 5 customer complaints that we know about. Four of Keith Glaser’s 5 customer complaints were settled in favor of investors. One of Keith Glaser’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Keith Glaser
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client dissatisfied with performance of REIT allegedly made by Keith Glaser and claimed the purchase was not suitable.
- Customer claimed Keith Glaser allegedly did not always contact her before trades and was upset over account decline.
- Customer claimed Keith Glaser made unsuitable investments.
- Customer alleged common law and statutory violations made by Keith Glaser.
Keith Glaser Red Flags & Your Rights As An Investor
Of course, Keith Glaser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Glaser at J.W. Cole Financial, J.W. Cole Advisors, and Platinum Wealth Partners on alert to review carefully the activity and performance of their accounts and question whether Keith Glaser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.W. Cole Financial, J.W. Cole Advisors, and Platinum Wealth Partners also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At J.W. Cole Financial Due To Keith Glaser
If you have questions about J.W. Cole Financial, J.W. Cole Advisors, Platinum Wealth Partners, and/or Keith Glaser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.